DAVID P. TUSA - 27 May 2022 Form 4 Insider Report for SHARPS COMPLIANCE CORP (SMED)

Role
Former CEO and President
Signature
Diana Diaz, on behalf of Reporting Person
Issuer symbol
SMED
Transactions as of
27 May 2022
Net transactions value
-$248,541
Form type
4
Filing time
31 May 2022, 18:08:40 UTC
Previous filing
18 May 2022
Next filing
03 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMED Common Stock Options Exercise $95,000 +25,000 +28% $3.80 113,088 27 May 2022 Direct F1
transaction SMED Common Stock Sale $106,268 -25,000 -22% $4.25 88,088 27 May 2022 Direct F2
transaction SMED Common Stock Options Exercise $126,563 +33,306 +38% $3.80 121,394 31 May 2022 Direct F1
transaction SMED Common Stock Sale $142,273 -33,306 -27% $4.27 88,088 31 May 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMED Sharps Compliance 2010 Stock Plan Options Options Exercise $95,000 -25,000 -8.2% $3.80 281,119 27 May 2022 Common Stock 25,000 $3.80 Direct F1
transaction SMED Sharps Compliance 2010 Stock Plan Options Options Exercise $126,563 -33,306 -12% $3.80 247,813 31 May 2022 Common Stock 33,306 $3.80 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Cashless exercise and immediate sale through a broker of a stock award granted on February 13, 2019. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on February 13, 2026.
F2 This represents the weighted average sale of the 25,000 shares. Shares were sold between a range of $4.25 and $4.26.
F3 This represents the weighted average sale of the 33,306 shares. Shares were sold between a range of $4.25 and $4.34.