Jeremy Stackawitz - Jun 10, 2021 Form 4 Insider Report for Quotient Ltd (QTNT)

Role
Chief Commercial Officer
Signature
/s/ Jeremy Stackawitz
Stock symbol
QTNT
Transactions as of
Jun 10, 2021
Transactions value $
$0
Form type
4
Date filed
6/11/2021, 04:50 PM
Previous filing
May 25, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding QTNT Ordinary Shares 139K Jun 10, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QTNT Restricted Stock Units Award $0 +42.9K $0.00 42.9K Jun 10, 2021 Ordinary Shares 42.9K Direct F5, F9
transaction QTNT Ordinary Share Option (Right to Buy) Award $0 +43.9K $0.00 43.9K Jun 10, 2021 Ordinary Shares 43.9K $4.37 Direct F10
holding QTNT Employee Stock Option(right to buy) 20K Jun 10, 2021 Ordinary Shares 20K $11.92 Direct F1
holding QTNT Employee Stock Option(right to buy) 22.5K Jun 10, 2021 Ordinary Shares 22.5K $15.17 Direct F2
holding QTNT Employee Stock Option(right to buy) 60K Jun 10, 2021 Ordinary Shares 60K $8.00 Direct F3
holding QTNT Employee Stock Option(right to buy) 40K Jun 10, 2021 Ordinary Shares 40K $7.58 Direct F4
holding QTNT Restricted Stock Units 11.7K Jun 10, 2021 Ordinary Shares 11.7K Direct F5, F6
holding QTNT Restricted Stock Units 30K Jun 10, 2021 Ordinary Shares 30K Direct F5, F7
holding QTNT Ordinary Share Option(Right to Buy) 30K Jun 10, 2021 Ordinary Shares 30K $4.72 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All 20,000 options have vested and remain exercisable.
F2 All 22,500 options have vested and remain exercisable.
F3 All 60,000 options have vested and remain exercisable.
F4 All 40,000 options have vested and remain exercisable.
F5 Restricted Stock Units convert into ordinary shares on a one-for-one basis.
F6 On May 24, 2019, the Reporting Person was granted 35,000 Restricted Stock Units, of which 23,334 have vested and have been exercised. The remaining 11,666 will vest on May 24, 2022.
F7 On May 24, 2020, the Reporting Person was granted 45,000 Restricted Stock Units, of which 15,000 have vested and have been exercised. The remaining 30,000 Restricted Stock Units will vest in two equalinstallments on May 24, 2022 and May 24, 2023.
F8 The option vests and becomes exercisable in three equal annual installments beginning October 31, 2021.
F9 On June 10, 2021, the Reporting Person was granted 42,906 Restricted Stock Units. The Restricted Stock Units will vest in three equal annual installments beginning June 10, 2022.
F10 The option vests and becomes exercisable in three equal annual installments beginning June 10, 2022.