Tracy D. Daw - 27 Jun 2021 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
Senior Vice President, General Counsel and Secretary
Signature
/s/ Tracy D. Daw, Tracy D. Daw
Issuer symbol
FNKO
Transactions as of
27 Jun 2021
Transactions value $
$0
Form type
4
Filing time
28 Jun 2021, 16:50:41 UTC
Previous filing
21 May 2021
Next filing
08 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO Class A Common Stock Options Exercise +2,005 +34% 7,893 27 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -2,005 -50% $0 2,005 27 Jun 2021 Class A Common Stock 2,005 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2 On June 27, 2018, the Reporting Person was granted 8,020 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Remarks:

Senior Vice President, General Counsel and Secretary