Nadir Mahmood - 01 Jul 2021 Form 4 Insider Report for Nkarta, Inc. (NKTX)

Role
Chief Financial and Business Officer
Signature
/s/ Alicia Hager, as Attorney-in-Fact
Issuer symbol
NKTX
Transactions as of
01 Jul 2021
Transactions value $
-$192,500
Form type
4
Filing time
06 Jul 2021, 17:11:52 UTC
Previous filing
17 Jun 2021
Next filing
19 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NKTX Common Stock Options Exercise $13,615 +3,500 +12% $3.89 33,788 01 Jul 2021 Direct F1, F2
transaction NKTX Common Stock Sale -$206,115 -6,500 -19% $31.71* 27,288 01 Jul 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NKTX Stock Option (right to buy) Options Exercise $0 -3,500 -4.7% $0 70,743 01 Jul 2021 Common Stock 3,500 $3.89 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.
F2 Includes 5,293 shares acquired upon early exercise of an option, which are subject to forfeiture until they vest.
F3 The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on September 5, 2023.

Remarks:

Chief Financial and Business Officer