Ramamritham Ramkumar - 28 Jun 2021 Form 3 Insider Report for META MATERIALS INC.

Role
Director
Signature
/s/ Ken Rice, as Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
28 Jun 2021
Net transactions value
$0
Form type
3
Filing time
08 Jul 2021, 20:59:30 UTC
Next filing
28 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MMAT Common Stock 298,487 28 Jun 2021 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MMAT Stock Option (Right to Buy) 28 Jun 2021 Common Stock 369,000 $0.2700 Direct F2
holding MMAT Stock Option (Right to Buy) 28 Jun 2021 Common Stock 553,500 $0.2700 Direct F3
holding MMAT Warrant (Right to Buy) 28 Jun 2021 Common Stock 149,243 $0.3900 See Footnote F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities are beneficially held by Anur Investments Ltd. The reporting person holds 50% ownership of Anur Investments Ltd.
F2 100% of the shares subject to the option vest on March 5, 2020.
F3 Subject to the reporting person continuing to provide services to the company through each vesting event, 1/3 of the shares subject to the option will vest annually over three years beginning on March 23, 2021, such that the shares are fully vested on March 23, 2023.
F4 Warrant is immediately exercisable.

Remarks:

Exhibit 24 - Power of Attorney