Matthew M. Cain - 21 Jul 2021 Form 3 Insider Report for Couchbase, Inc. (BASE)

Role
President & CEO, Director
Signature
/s/ Margaret Chow, by Power of Attorney for Matthew M. Cain
Issuer symbol
BASE
Transactions as of
21 Jul 2021
Transactions value $
$0
Form type
3
Filing time
21 Jul 2021, 19:36:53 UTC
Next filing
28 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BASE Common Stock 4,250 21 Jul 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BASE Stock Option (right to buy) 21 Jul 2021 Common Stock 1,219,402 $5.48 Direct F1
holding BASE Stock Option (right to buy) 21 Jul 2021 Common Stock 60,000 $7.45 Direct F2
holding BASE Stock Option (right to buy) 21 Jul 2021 Common Stock 79,999 $7.48 Direct F3
holding BASE Stock Option (right to buy) 21 Jul 2021 Common Stock 299,999 $7.75 Direct F4
holding BASE Stock Option (right to buy) 21 Jul 2021 Common Stock 399,999 $21.4 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option is fully vested and immediately exercisable.
F2 One fourth (1/4th) of the shares subject to the option vested on February 1, 2019 and one forty-eighth (1/48th) of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each such date.
F3 One fourth (1/4th) of the shares subject to the option vested on February 1, 2020 and one forty-eighth (1/48th) of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each such date.
F4 One fourth (1/4th) of the shares subject to the option vested on February 1, 2021 and one forty-eighth (1/48th) of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each such date.
F5 One fourth (1/4th) of the shares subject to the option vest on February 1, 2022 and one forty-eighth (1/48th) of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each such date.

Remarks:

Exhibit 24 - Power of Attorney