KEVIN EFRUSY - 21 Jul 2021 Form 3 Insider Report for Couchbase, Inc. (BASE)

Role
Director, 10%+ Owner
Signature
/s/ Margaret Chow, by Power of Attorney for Kevin Efrusy
Issuer symbol
BASE
Transactions as of
21 Jul 2021
Transactions value $
$0
Form type
3
Filing time
21 Jul 2021, 19:51:52 UTC
Next filing
01 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BASE Common Stock 264,330 21 Jul 2021 By: Accel X L.P. F1, F2
holding BASE Common Stock 20,023 21 Jul 2021 By: Accel X Strategic Partners L.P. F1, F2
holding BASE Common Stock 339,725 21 Jul 2021 By: Accel Growth Fund II L.P. F1, F2
holding BASE Common Stock 24,600 21 Jul 2021 By: Accel Growth Fund II Strategic Partners L.P. F1, F2
holding BASE Common Stock 36,466 21 Jul 2021 By: Accel Growth Fund Investors 2013 L.L.C. F1, F2
holding BASE Common Stock 27,633 21 Jul 2021 By: Accel Investors 2008 L.L.C. F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BASE Series A Preferred Stock 21 Jul 2021 Common Stock 1,636,046 $0.000000 By: Accel X L.P. F1, F2, F3
holding BASE Series A Preferred Stock 21 Jul 2021 Common Stock 123,978 $0.000000 By: Accel X Strategic Partners L.P. F1, F2, F3
holding BASE Series A Preferred Stock 21 Jul 2021 Common Stock 171,097 $0.000000 By: Accel Investors 2008 L.L.C. F1, F2, F3
holding BASE Series B Preferred Stock 21 Jul 2021 Common Stock 874,690 $0.000000 By: Accel X L.P. F1, F2, F3
holding BASE Series B Preferred Stock 21 Jul 2021 Common Stock 66,283 $0.000000 By: Accel X Strategic Partners L.P. F1, F2, F3
holding BASE Series B Preferred Stock 21 Jul 2021 Common Stock 91,474 $0.000000 By: Accel Investors 2008 L.L.C. F1, F2, F3
holding BASE Series C Preferred Stock 21 Jul 2021 Common Stock 336,658 $0.000000 By: Accel X L.P. F1, F2, F3
holding BASE Series C Preferred Stock 21 Jul 2021 Common Stock 25,511 $0.000000 By: Accel X Strategic Partners L.P. F1, F2, F3
holding BASE Series C Preferred Stock 21 Jul 2021 Common Stock 35,207 $0.000000 By: Accel Investors 2008 L.L.C. F1, F2, F3
holding BASE Series D Preferred Stock 21 Jul 2021 Common Stock 279,944 $0.000000 By: Accel X L.P. F1, F2, F3
holding BASE Series D Preferred Stock 21 Jul 2021 Common Stock 21,214 $0.000000 By: Accel X Strategic Partners L.P. F1, F2, F3
holding BASE Series D Preferred Stock 21 Jul 2021 Common Stock 29,276 $0.000000 By: Accel Investors 2008 L.L.C. F1, F2, F3
holding BASE Series E Preferred Stock 21 Jul 2021 Common Stock 130,898 $0.000000 By: Accel X L.P. F1, F2, F4
holding BASE Series E Preferred Stock 21 Jul 2021 Common Stock 9,919 $0.000000 By: Accel X Strategic Partners L.P. F1, F2, F4
holding BASE Series E Preferred Stock 21 Jul 2021 Common Stock 1,083,886 $0.000000 By: Accel Growth Fund II L.P. F1, F2, F4
holding BASE Series E Preferred Stock 21 Jul 2021 Common Stock 78,516 $0.000000 By: Accel Growth Fund II Strategic Partners L.P. F1, F2, F4
holding BASE Series E Preferred Stock 21 Jul 2021 Common Stock 116,368 $0.000000 By: Accel Growth Fund Investors 2013 L.L.C. F1, F2, F4
holding BASE Series E Preferred Stock 21 Jul 2021 Common Stock 13,689 $0.000000 By: Accel Investors 2008 L.L.C. F1, F2, F4
holding BASE Series F Preferred Stock 21 Jul 2021 Common Stock 92,672 $0.000000 By: Accel X L.P. F1, F2, F3
holding BASE Series F Preferred Stock 21 Jul 2021 Common Stock 7,022 $0.000000 By: Accel X Strategic Partners L.P. F1, F2, F3
holding BASE Series F Preferred Stock 21 Jul 2021 Common Stock 155,124 $0.000000 By: Accel Growth Fund II L.P. F1, F2, F3
holding BASE Series F Preferred Stock 21 Jul 2021 Common Stock 11,237 $0.000000 By: Accel Growth Fund II Strategic Partners L.P. F1, F2, F3
holding BASE Series F Preferred Stock 21 Jul 2021 Common Stock 16,654 $0.000000 By: Accel Growth Fund Investors 2013 L.L.C. F1, F2, F3
holding BASE Series F Preferred Stock 21 Jul 2021 Common Stock 9,691 $0.000000 By: Accel Investors 2008 L.L.C. F1, F2, F3
holding BASE Series G Preferred Stock 21 Jul 2021 Common Stock 216,371 $0.000000 By: Accel X L.P. F1, F2, F5
holding BASE Series G Preferred Stock 21 Jul 2021 Common Stock 16,396 $0.000000 By: Accel X Strategic Partners L.P. F1, F2, F5
holding BASE Series G Preferred Stock 21 Jul 2021 Common Stock 362,181 $0.000000 By: Accel Growth Fund II L.P. F1, F2, F5
holding BASE Series G Preferred Stock 21 Jul 2021 Common Stock 26,236 $0.000000 By: Accel Growth Fund II Strategic Partners L.P. F1, F2, F5
holding BASE Series G Preferred Stock 21 Jul 2021 Common Stock 38,884 $0.000000 By: Accel Growth Fund Investors 2013 L.L.C. F1, F2, F5
holding BASE Series G Preferred Stock 21 Jul 2021 Common Stock 22,628 $0.000000 By: Accel Investors 2008 L.L.C. F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Kevin J. Efrusy is a Managing Member of Accel X Associates L.L.C., or A10A, which is the General Partner of both Accel X L.P. and Accel X Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C., and therefore share the voting and investment powers. Accel Growth Fund II Associates L.L.C., or AGF2A, is the General Partner of both Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF2A and share such powers. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund Investors 2013 L.L.C.,
F2 (continuation of FN 1): and therefore share the voting and investment powers. Each general partner or manager disclaims beneficial ownership except to the extent of their pecuniary interest therein. The address for all Accel entities listed above is 500 University Avenue, Palo Alto, California 94301.
F3 Immediately prior to the completion of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series F Preferred Stock is convertible into shares of the Issuer's Common Stock, par value $0.00001 per share, on a one-for-one basis and has no expiration date.
F4 Immediately prior to the completion of the Issuer's initial public offering, each share of Series E Preferred Stock is convertible into shares of the Issuer's Common Stock, par value $0.00001 per share, on a 1.05279880234039-for-one basis and has no expiration date.
F5 Immediately prior to the completion of the Issuer's initial public offering, each share of Series G Preferred Stock is convertible into shares of the Issuer's Common Stock, par value $0.00001 per share, on an expected 1.06673317089756-for-one basis and has no expiration date.

Remarks:

Exhibit 24 - Power of Attorney