Richard M. Wolfen - 03 Aug 2021 Form 4 Insider Report for RxSight, Inc. (RXST)

Role
Director
Signature
/s/ Shelley Thunen, as Attorney-in-Fact
Issuer symbol
RXST
Transactions as of
03 Aug 2021
Transactions value $
$0
Form type
4
Filing time
05 Aug 2021, 19:51:51 UTC
Previous filing
29 Jul 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RXST Common Stock Conversion of derivative security $0 +76,974 +6,436% $0 78,170 03 Aug 2021 Direct F1, F3, F5, F6, F8, F9
transaction RXST Common Stock Conversion of derivative security $0 +1,489,805 +547% $0 1,762,074 03 Aug 2021 See footnote F1, F2, F3, F4, F5, F6, F7, F8, F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RXST Series A Preferred Stock Conversion of derivative security $0 -2,800 -100% $0* 0 03 Aug 2021 Common Stock 2,800 Direct F1
transaction RXST Series A Preferred Stock Conversion of derivative security $0 -11,714 -100% $0* 0 03 Aug 2021 Common Stock 11,714 See footnote F1, F2
transaction RXST Series B Preferred Stock Conversion of derivative security $0 -2,017 -100% $0* 0 03 Aug 2021 Common Stock 2,017 Direct F3
transaction RXST Series B Preferred Stock Conversion of derivative security $0 -246,054 -100% $0* 0 03 Aug 2021 Common Stock 246,054 See footnote F2, F3
transaction RXST Series C Preferred Stock Conversion of derivative security $0 -398,810 -100% $0* 0 03 Aug 2021 Common Stock 408,814 See footnote F2, F4
transaction RXST Series D Preferred Stock Conversion of derivative security $0 -10,807 -100% $0* 0 03 Aug 2021 Common Stock 12,586 Direct F5, F11
transaction RXST Series D Preferred Stock Conversion of derivative security $0 -43,547 -100% $0* 0 03 Aug 2021 Common Stock 50,711 See footnote F2, F5, F11
transaction RXST Series E Preferred Stock Conversion of derivative security $0 -4,840 -100% $0* 0 03 Aug 2021 Common Stock 5,887 Direct F6
transaction RXST Series E Preferred Stock Conversion of derivative security $0 -18,150 -100% $0* 0 03 Aug 2021 Common Stock 22,077 See footnote F2, F6
transaction RXST Series F Preferred Stock Conversion of derivative security $0 -154,886 -100% $0* 0 03 Aug 2021 Common Stock 235,499 See footnote F2, F7
transaction RXST Series G Preferred Stock Conversion of derivative security $0 -42,552 -100% $0* 0 03 Aug 2021 Common Stock 42,552 Direct F8
transaction RXST Series G Preferred Stock Conversion of derivative security $0 -357,227 -100% $0* 0 03 Aug 2021 Common Stock 357,227 See footnote F2, F8
transaction RXST Series H Preferred Stock Conversion of derivative security $0 -9,680 -100% $0* 0 03 Aug 2021 Common Stock 9,680 Direct F9
transaction RXST Series H Preferred Stock Conversion of derivative security $0 -157,709 -100% $0* 0 03 Aug 2021 Common Stock 157,709 See footnote F2, F9
transaction RXST Warrant (right to buy) Options Exercise $0 -1,452 -100% $0* 0 03 Aug 2021 Series H Preferred Stock 1,452 $12.4 Direct F9, F10
transaction RXST Series H Preferred Stock Options Exercise $0 +1,452 $0 1,452 03 Aug 2021 Common Stock 1,452 $12.4 Direct F9, F10
transaction RXST Series H Preferred Stock Conversion of derivative security $0 -1,452 -100% $0* 0 03 Aug 2021 Common Stock 1,452 Direct F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Richard M. Wolfen is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 All shares of the Series A Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.
F2 Shares held by various trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive over all such shares.
F3 All shares of the Series B Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.
F4 All shares of the Series C Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.0251 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.
F5 All shares of the Series D Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.1647 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.
F6 All shares of the Series E Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.2164 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.
F7 All shares of the Series F Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.5205 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.
F8 All shares of the Series G Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.
F9 All shares of the Series H Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.
F10 The warrant was exercised for Series H Preferred Stock immediately prior to the closing of the Issuer's initial public offering of its Common Stock.
F11 The number of shares of Series D Preferred Stock reported as beneficially held by the Reporting Person in the Form 3 filed July 29, 2021 incorrectly allocated the number of shares directly and indirectly held.