Bregal Sagemount I, L.P. - 24 Aug 2021 Form 4/A - Amendment Insider Report for Open Lending Corp (LPRO)

Role
10%+ Owner
Signature
Bregal Sagemount I, L.P., By: Bregal North America General Partner Jersey Limited: Its; General Partner, By: /s/ Colin Dou
Issuer symbol
LPRO
Transactions as of
24 Aug 2021
Transactions value $
-$5,907,517
Form type
4/A - Amendment
Filing time
13 Sep 2021, 17:05:45
Date Of Original Report
26 Aug 2021
Previous filing
13 Sep 2021
Next filing
09 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPRO Common Stock Sale -$5.91M -170K -2.01% $34.75 8.29M 24 Aug 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.75 to $34.80, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 Bregal Sagemount I, L.P. ("Bregal Sagemount") is the record holder of the shares reported. Bregal North America General Partner Jersey Limited (the "General Partner") is the General Partner of Bregal Sagemount. Bregal Investments, Inc. ("Bregal Investments") is the registered investment advisor of Bregal Sagemount. Each of the General Partner and Bregal Investments disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purposes.

Remarks:

This amendment is being filed in order to amend the number of shares reflected in Table I, Column 5, Row 1 for the sale of Common Stock on 8/24/2021. The information reported in the original Form 4, filed with the Securities & Exchange Commission on August 26, 2021, is otherwise correct in all respects.