Gaoxiang Hu - 08 Oct 2021 Form 4 Insider Report for Cloudera, Inc. (CLDR)

Role
Director
Signature
/s/ Gaoxiang Hu by David Howard, Attorney-in-Fact
Issuer symbol
CLDR
Transactions as of
08 Oct 2021
Net transactions value
$0
Form type
4
Filing time
13 Oct 2021, 20:52:47 UTC
Previous filing
17 Jun 2021
Next filing
13 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLDR Common Stock Options Exercise +51,076 +614% 59,398 08 Oct 2021 Direct F3
transaction CLDR Common Stock Disposed to Issuer -59,398 -100% 0 08 Oct 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLDR Restricted Stock Units Options Exercise -51,076 -100% 0 08 Oct 2021 Common Stock 51,076 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Gaoxiang Hu is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company, each outstanding share of common stock, par value $0.01 per share, of the Company ("Company Share") (other than Owned Company Shares or Dissenting Company Shares) was thereupon canceled and converted into the right to receive $16.00 in cash (the "Merger Consideration"), with the Company surviving the merger.
F2 Pursuant to the Merger Agreement, the Reporting Person disposed of all Company Shares beneficially owned by it, and received the Merger Consideration for each Company Share.
F3 Pursuant to the Merger Agreement, each Restricted Stock Unit held by the Reporting Person was cancelled in exchange for the Merger Consideration.