John P. Reed - 03 Nov 2021 Form 3 Insider Report for Arhaus, Inc. (ARHS)

Role
CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Signature
/s/ Suzanne Hanselman Attorney-in-Fact
Issuer symbol
ARHS
Transactions as of
03 Nov 2021
Transactions value $
$0
Form type
3
Filing time
04 Nov 2021, 21:45:12 UTC
Next filing
15 Dec 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ARHS Class B Common Stock 03 Nov 2021 Class A Common Stock 2.98M $0.00 Direct F1
holding ARHS Class B Common Stock 03 Nov 2021 Class A Common Stock 42.5M $0.00 By 1985 Trust F1, F2
holding ARHS Class B Common Stock 03 Nov 2021 Class A Common Stock 7.04M $0.00 By GRAT F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and it is automatically convertible upon the terms and conditions set forth in the issuer's Amended and Restated Certificate of Incorporation, and has no expiration date.
F2 Held by The John P. Reed Trust dated 4/29/1985, as amended, of which the reporting person is a trustee.
F3 Held by The John P. Reed 2019 GRAT, of which the reporting person is a trustee.

Remarks:

Exhibit List Exhibit 24 - Power of Attorney