PCP MANAGERS GP, LLC - 05 May 2021 Form 4 Insider Report for loanDepot, Inc. (LDI)

Role
Director, 10%+ Owner
Signature
/s/ Peter Macdonald, as Attorney-in-Fact for Andrew Dodson
Issuer symbol
LDI
Transactions as of
05 May 2021
Transactions value $
$0
Form type
4
Filing time
23 Nov 2021, 17:04:25 UTC
Previous filing
21 Jun 2021
Next filing
10 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LDI Class A Common Stock Conversion of derivative security +4.72M +35206.48% 4.73M 05 May 2021 See Footnote F1, F2
transaction LDI Class A Common Stock Other -4.72M -99.72% 13.4K 02 Jun 2021 See Footnote F2, F3
transaction LDI Class A Common Stock Conversion of derivative security +14.2M +105693.3% 14.2M 12 Nov 2021 See Footnote F1, F2
transaction LDI Class A Common Stock Other -14.2M -99.91% 13.4K 19 Nov 2021 See Footnote F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LDI Class D Common Stock Conversion of derivative security -4.72M -3.94% 115M 05 May 2021 Class A Common Stock 4.72M See Footnote F1, F2, F4
transaction LDI Class D Common Stock Conversion of derivative security -14.2M -12.31% 101M 12 Nov 2021 Class A Common Stock 14.2M See Footnote F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of the Issuer's Class D Common Stock is convertible on a one-for-one basis, at the election of the Reporting Persons, into a share of the Issuer's Class A Common Stock.
F2 The reported securities are directly or indirectly held by funds and entities managed or controlled by the Reporting Persons, including: Parthenon Investors III, L.P., Parthenon Investors IV, L.P., Parthenon Capital Partners Fund, L.P., Parthenon Capital Partners Fund II, L.P., PCap Associates, PCAP Partners III, LLC, PCP Partners IV, L.P. and PCP Managers, L.P. (together, the "Parthenon Investors").
F3 The reported securities were distributed by certain of the Parthenon Investors to such holder's limited partners pursuant to a pro rata distribution for no consideration that was exempt under Rule 16a-9.
F4 The Parthenon Investors received the shares of the Issuer's Class D Common Stock pursuant to reorganization transactions in connection with the Issuer's initial public offering.