Carol Bartz - 01 Dec 2021 Form 4 Insider Report for TPCO Holding Corp. (GRAM)

Role
Director
Signature
By: /s/ Carol Bartz
Issuer symbol
GRAM
Transactions as of
01 Dec 2021
Transactions value $
$0
Form type
4
Date filed
03 Dec 2021, 16:05
Previous filing
08 Oct 2021
Next filing
04 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GRAM Common Shares Options Exercise +5.06K 5.06K 01 Dec 2021 Direct F1
holding GRAM Common Shares 737K 01 Dec 2021 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GRAM Restricted Stock Units Options Exercise $0 -5.06K -25% $0.00 15.2K 01 Dec 2021 Common Shares 5.06K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.
F2 Consists of 500,000 Common Shares held by the Layne Alice Marr Family Heritage Trust, 199,999 Common Shares held by Sammy/Holly Partners LP 25,000 Common Shares held by the William George Marr Trust 10/15/1990 and 12,014 Common Shares held by the Carol Ann Bartz Trust u/a/d 10/14/87. Ms. Bartz disclaims beneficial ownership over all of the shares held by these entities, except to the extent of her pecuniary interest.
F3 On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.