Michael Auerbach - 01 Dec 2021 Form 4 Insider Report for TPCO Holding Corp. (GRAM)

Role: Director
Signature: By: /s/ Michael Auerbach
Issuer symbol: GRAM
Transactions as of: 01 Dec 2021
Net transactions value: $0
Form type: 4
Filing time: 03 Dec 2021, 16:14:30 UTC
Previous filing: 08 Oct 2021
Next filing: 04 Jan 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GRAM	Common Shares	Options Exercise		+6,068	+70%		14,779	01 Dec 2021	Direct	F1
holding	GRAM	Common Shares						6,604,434	01 Dec 2021	See Footnote	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GRAM	Restricted Stock Units	Options Exercise	$0	-6,068	-25%	$0.000000	18,203	01 Dec 2021	Common Shares	6,068		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.
F2	Held by M3 DAAT LLC. Mr. Auerbach disclaims beneficial ownership over the Common Shares held by M3 DAAT LLC, except to the extent of his pecuniary interest.
F3	On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.