MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP - 08 Dec 2021 Form 3 Insider Report for HashiCorp, Inc. (HCP)

Role
10%+ Owner
Signature
MAYFIELD XIV, a Cayman Islands Exempted Limited Partnership, By: MAYFIELD XIV MANAGEMENT (EGP), L.P., its General Partner, By: MAYFIELD XIV MANAGEMENT (UGP), LTD., its General Partner, By: /s/ Paul Kohli, Authorized Signatory
Issuer symbol
HCP
Transactions as of
08 Dec 2021
Net transactions value
$0
Form type
3
Filing time
08 Dec 2021, 16:45:56 UTC
Next filing
15 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HCP Common Stock 473,472 08 Dec 2021 Mayfield XIV, a Cayman Islands Exempted Limited Partnership F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HCP Series A Convertible Preferred Stock 08 Dec 2021 Common Stock 18,490,454 Mayfield XIV, a Cayman Islands Exempted Limited Partnership F1, F2, F3
holding HCP Series B Convertible Preferred Stock 08 Dec 2021 Common Stock 7,173,942 Mayfield XIV, a Cayman Islands Exempted Limited Partnership F1, F2, F4
holding HCP Series C Convertible Preferred Stock 08 Dec 2021 Common Stock 78,908 Mayfield XIV, a Cayman Islands Exempted Limited Partnership F1, F2, F5
holding HCP Series C Convertible Preferred Stock 08 Dec 2021 Common Stock 3,235,376 Mayfield Select, a Cayman Islands Exempted Limited Partnership F1, F5, F6
holding HCP Series D Convertible Preferred Stock 08 Dec 2021 Common Stock 90,226 Mayfield Select, a Cayman Islands Exempted Limited Partnership F1, F6, F7
holding HCP Series E Convertible Preferred Stock 08 Dec 2021 Common Stock 345,778 MF Leaders H-E, L.P. F1, F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class B Common Stock.
F2 Mayfield XIV Management (UGP), Ltd., a Cayman Islands Exempted Company (MF XIV UGP), is the general partner of Mayfield XIV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF XIV EGP), which is the general partner of Mayfield XIV, a Cayman Islands Exempted Limited Partnership (MF XIV). Rajeev Batra, Navin Chaddha, and Urshit Parikh, the directors of MF XIV UGP, may be deemed to share beneficial ownership of the shares owned by MF XIV, but each of the individuals disclaims such beneficial ownership.
F3 Each share of Series A Convertible Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
F4 Each share of Series B Convertible Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
F5 Each share of Series C Convertible Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
F6 Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company (MF Select UGP), is the general partner of Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF Select EGP), which is the general partner of Mayfield Select, a Cayman Islands Exempted Limited Partnership (MF Select). Messrs. Batra, Chaddha, and Parikh, the directors of MF Select UGP, may be deemed to share beneficial ownership of the shares owned by MF Select, but each of the individuals disclaims such beneficial ownership.
F7 Each share of Series D Convertible Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
F8 Each share of Series E Convertible Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
F9 MF Leaders Management, L.L.C. (MF Leaders GP) is the general partner of MF Leaders H-E, L.P. (MF Leaders). Mr. Chaddha, the sole member of MF Leaders GP, may be deemed to share beneficial ownership of the shares owned by MF Leaders, but disclaims such beneficial ownership.