James Harold Webb - 01 Jan 2022 Form 3 Insider Report for AKUMIN INC. (AKU)

Role
Director
Signature
/s/ Thomas P. Conaghan as attorney-in-fact for James Harold Webb
Issuer symbol
AKU
Transactions as of
01 Jan 2022
Net transactions value
$0
Form type
3
Filing time
03 Jan 2022, 13:35:56 UTC
Next filing
04 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AKU Common Stock 16,829 01 Jan 2022 Direct
holding AKU Common Stock 21,008 01 Jan 2022 Direct F1
holding AKU Common Stock 300,000 01 Jan 2022 By LK Family Limited Partnership F2
holding AKU Common Stock 1,586,545 01 Jan 2022 By Laurel Enterprises, LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AKU Stock Option (right to buy) 01 Jan 2022 Common Stock 50,000 $3.74 Direct F3
holding AKU Stock Option (right to buy) 01 Jan 2022 Common Stock 52,213 $3.29 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person was granted 21,008 Restricted Share Units on March 9, 2021 under the Company's Amended and Restated Restricted Share Unit Plan (the "RSU Plan). Fifty percent of the Restricted Share Units will vest on March 9, 2022. The remaining 50% will vest on March 9, 2023.
F2 The Reporting person exercises voting rights and has the right to dispose of shares held by LK Family Limited Partnership and Laurel Enterprises, LLC.
F3 The Reporting Person was granted 50,000 Stock Options on November 16, 2018 under the Company's Amended and Restated Stock Option Plan (the "Option Plan"). One-hundred percent of the Stock Options have vested.
F4 The Reporting Person was granted 52,213 Stock Options on November 18, 2019 under the Option Plan. Sixty-seven percent of the Stock Options have vested. The remaining 33% will vest on November 18, 2022.

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney