JAMES J. KIM - 30 Dec 2021 Form 4 Insider Report for AMKOR TECHNOLOGY, INC. (AMKR)

Role
Director, Member of 10% owner group (6), 10%+ Owner
Signature
/s/ Richard D. Rosen, Attorney-in-Fact
Issuer symbol
AMKR
Transactions as of
30 Dec 2021
Net transactions value
+$91,599,968
Form type
4
Filing time
04 Jan 2022, 14:40:29 UTC
Previous filing
20 Apr 2022
Next filing
27 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMKR Common Stock Purchase $29,297,307 +1,187,087 +10993% $24.68 1,197,886 30 Dec 2021 Direct F1
transaction AMKR Common Stock Purchase $29,297,307 +1,187,087 +5161248% $24.68 1,187,110 30 Dec 2021 By spouse F2, F5
transaction AMKR Common Stock Purchase $16,502,677 +668,666 +56% $24.68 1,855,776 30 Dec 2021 By spouse F3, F5
transaction AMKR Common Stock Purchase $16,502,677 +668,666 +56% $24.68 1,866,552 30 Dec 2021 Direct F3
holding AMKR Common Stock 49,594,980 30 Dec 2021 By 915 Investments, LP F4, F5
holding AMKR Common Stock 14,136,180 30 Dec 2021 By trusts (other than GRATs) F4, F5
holding AMKR Common Stock 6,430,381 30 Dec 2021 By GRATs F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 30, 2021, Sujoda Investments, LP transferred 1,187,087 shares of the Issuer's Common Stock to James J. Kim in payment of the principal of a Note.
F2 On December 30, 2021, Sujoda Investments, LP transferred 1,187,087 shares of the Issuer's Common Stock to Agnes C. Kim, the wife of James J. Kim, in payment of the principal of a Note.
F3 On December 30, 2021, Sujoda Investments, LP transferred 668,666 shares of the Issuer's Common Stock to James J. Kim and 668,666 shares of the Issuer's Common Stock to Agnes C. Kim in partial payment of the principal of a joint Note.
F4 The reporting person is (i) a trustee of family trusts for the benefit of his immediate family members which own 14,136,180 shares of the Issuer's Common Stock, (ii) a trustee of grantor retained annuity trusts of which he was the settlor and is the sole annuitant which own 6,430,381 shares of the Issuer's Common Stock, and (iii) a general partner of a limited partnership which owns 49,594,980 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the reporting person is being treated as having a pecuniary interest in all of such shares.
F5 The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.

Remarks:

6. The reporting person states that the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16, or for any other purpose.