James Chui - 31 Dec 2021 Form 4 Insider Report for Vaxxinity, Inc. (VAXX)

Role
Director
Signature
Rene Paula Molina, attorney-in-fact for James Chui
Issuer symbol
VAXX
Transactions as of
31 Dec 2021
Transactions value $
$32,880
Form type
4
Filing time
06 Jan 2022, 18:43:35 UTC
Previous filing
14 Dec 2021
Next filing
23 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VAXX Class A common stock Purchase $32.9K +6K +75% $5.48 14K 31 Dec 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VAXX Stock option (right to buy) 465K 31 Dec 2021 Class A common stock 465K $4.12 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.41 to $5.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.
F2 These options are currently exercisable.