PCP MANAGERS GP, LLC - 12 Jan 2021 Form 4 Insider Report for loanDepot, Inc. (LDI)

Signature
/s/ Peter MacDonald, as Attorney-in-Fact for Brian Golson
Issuer symbol
LDI
Transactions as of
12 Jan 2021
Transactions value $
$0
Form type
4
Filing time
14 Jan 2022, 20:34:07 UTC
Next filing
21 Jun 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LDI Class A Common Stock Conversion of derivative security $0 +3,795,413 +283.37% $0 3,808,807 12 Jan 2022 See Footnote F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LDI Class D Common Stock Conversion of derivative security -3,795,413 -3.76% 97,026,671 12 Jan 2022 Class A Common Stock 3,795,413 See Footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of the Issuer's Class D Common Stock is convertible on a one-for-one basis, at the election of the Reporting Persons, into a share of the Issuer's Class A Common Stock.
F2 The reported securities are directly or indirectly held by funds and entities managed or controlled by the Reporting Persons, including: Parthenon Investors III, L.P., Parthenon Investors IV, L.P., Parthenon Capital Partners Fund, L.P., Parthenon Capital Partners Fund II, L.P., PCap Associates, PCAP Partners III, LLC, PCP Partners IV, L.P. and PCP Managers, L.P. (together, the "Parthenon Investors").
F3 Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.