Craig E. Evans - 24 Jan 2022 Form 4 Insider Report for ESS Tech, Inc. (GWH)

Role
President, Director
Signature
/s/ Amir Moftakhar, by power of attorney for Craig E. Evans
Issuer symbol
GWH
Transactions as of
24 Jan 2022
Transactions value $
-$8,123
Form type
4
Filing time
25 Jan 2022, 15:10:11 UTC
Previous filing
19 Jan 2022
Next filing
09 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWH Common Stock Sale -$8.12K -1.34K -0.02% $6.05 5.37M 24 Jan 2022 Direct F1, F2
holding GWH Common Stock 2.26M 24 Jan 2022 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3 The shares are held directly by Julia Song. The reporting persons are husband and wife.