Patrick A. Roney - 02 Feb 2022 Form 4 Insider Report for Vintage Wine Estates, Inc. (VWE)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Eric D. Miller, Attorney-in-Fact
Issuer symbol
VWE
Transactions as of
02 Feb 2022
Transactions value $
$0
Form type
4
Filing time
04 Feb 2022, 15:05:21 UTC
Previous filing
17 Dec 2021
Next filing
16 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VWE Common Stock Award $0 +430,280 $0 430,280 02 Feb 2022 Direct F1, F2
holding VWE Common Stock 125,000 02 Feb 2022 By IRA
holding VWE Common Stock 6,516,072 02 Feb 2022 By Patrick A. Roney and Laura G. Roney Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") granted pursuant to the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of common stock of the Issuer. 25% of the RSUs vest on 08/02/2023, and 25% vest on each of 02/02/2024, 02/02/2025 and 02/02/2026.
F2 Includes 430,280 RSUs.
F3 Mr. Roney and his wife, Laura G. Roney, are co-trustees of the Trust. Mr. Roney disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.