Christopher Finn - 08 Feb 2022 Form 4 Insider Report for Carlyle Group Inc. (CG)

Role: Chief Operating Officer
Signature: /s/ Jeffrey W. Ferguson by power of attorney for Christopher Finn
Issuer symbol: CG
Transactions as of: 08 Feb 2022
Transactions value $: -$3,760,263
Form type: 4
Filing time: 10 Feb 2022, 19:00:21 UTC
Previous filing: 03 Feb 2022
Next filing: 02 Aug 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CG	Common Stock	Award	$0	+155K	+19.68%	$0.00	943K	08 Feb 2022	Direct	F1
transaction	CG	Common Stock	Sale	-$3.76M	-76.9K	-8.16%	$48.90	866K	08 Feb 2022	Direct	F2
holding	CG	Common Stock						254K	08 Feb 2022	See Footnote	F3
holding	CG	Common Stock						13.6K	08 Feb 2022	See Footnote	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares of common stock were acquired upon the settlement of performance-based restricted stock unit awards previously granted to the reporting person.
F2	These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance awards described herein.
F3	These shares of common stock are held in a limited liability company of which the reporting person is the manager.
F4	These shares of common stock are held by a trust for the benefit of the reporting person's family of which the reporting person is the special purpose trustee and has sole investment power over the securities.

Remarks:

Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests.