David M. Leuschen - 25 Jan 2022 Form 3 Insider Report for Solid Power, Inc. (SLDP)

Role: 10%+ Owner
Signature: David M. Leuschen, By: /s/ Peter Haskopoulos, Attorney-in-fact
Issuer symbol: SLDP
Transactions as of: 25 Jan 2022
Net transactions value: $0
Form type: 3
Filing time: 14 Feb 2022, 18:48:29 UTC
Next filing: 26 Jan 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	SLDP	Common Stock, par value $0.0001 per share						8,390,000	25 Jan 2022	See footnotes	F2, F5
holding	SLDP	Common Stock, par value $0.0001 per share						6,798,303	25 Jan 2022	See footnotes	F3, F5
holding	SLDP	Common Stock, par value $0.0001 per share						485,112	25 Jan 2022	See footnotes	F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	SLDP	Warrants (right to buy)							25 Jan 2022	Common Stock, par value $0.0001 per share	7,367,353	$11.50	See footnotes	F1, F2, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The warrants will expire on December 8, 2026, five years after the completion of the issuer's business combination which occurred on December 8, 2021, or earlier upon redemption or liquidation.
F2	Decarbonization Plus Acquisition Sponsor III LLC is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which is the managing member of Decarbonization Plus Acquisition Sponsor III LLC.
F3	REL Batavia Partnership, LP is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the sole members of the ultimate general partner of REL Batavia Partnership, LP.
F4	Riverstone SP Partners, LLC is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which is the managing member of Riverstone SP Partners, LLC.
F5	Each of Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by Decarbonization Plus Acquisition Sponsor III LLC, REL Batavia Partnership, LP and Riverstone SP Partners, LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Remarks:

Exhibit 24- Power of Attorney