Thomas Harding - 01 Mar 2022 Form 4 Insider Report for Clovis Oncology, Inc.

Role
Executive Vice President and Chief Scientific Officer
Signature
/s/ Thomas Harding
Issuer symbol
N/A
Transactions as of
01 Mar 2022
Net transactions value
-$14,603
Form type
4
Filing time
03 Mar 2022, 15:15:38 UTC
Previous filing
03 Feb 2022
Next filing
05 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLVS Common Stock Options Exercise +282 +4.2% 7,016 01 Mar 2022 Direct F1
transaction CLVS Common Stock Sale $310 -166 -2.4% $1.87* 6,850 02 Mar 2022 Direct F2, F3
transaction CLVS Common Stock Options Exercise +11,584 +169% 18,434 01 Mar 2022 Direct F1
transaction CLVS Common Stock Sale $12,651 -6,780 -37% $1.87* 11,654 02 Mar 2022 Direct F2, F3
transaction CLVS Common Stock Options Exercise +19 +1.2% 1,671 01 Mar 2022 By wife F1
transaction CLVS Common Stock Sale $16.79 -9 -0.54% $1.87* 1,662 02 Mar 2022 By wife F2, F4
transaction CLVS Common Stock Options Exercise +2,031 +122% 3,693 01 Mar 2022 By wife F1
transaction CLVS Common Stock Sale $1,625 -871 -24% $1.87* 2,822 02 Mar 2022 By wife F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLVS Restricted Stock Units Award $0 +81,000 $0.000000 81,000 01 Mar 2022 Common Stock 81,000 Direct F1, F5
transaction CLVS Restricted Stock Units Award $0 +6,380 $0.000000 6,380 01 Mar 2022 Common Stock 6,380 By wife F1, F6
transaction CLVS Restricted Stock Units Options Exercise $0 +11,584 +50% $0.000000 34,750 01 Mar 2022 Common Stock 11,584 Direct F1, F7
transaction CLVS Restricted Stock Units Options Exercise $0 +282 $0.000000* 0 01 Mar 2022 Common Stock 282 Direct F1, F8
transaction CLVS Restricted Stock Units Options Exercise $0 +19 $0.000000* 0 01 Mar 2022 Common Stock 19 By wife F1, F9
transaction CLVS Restricted Stock Units Options Exercise $0 +2,031 +100% $0.000000 4,062 01 Mar 2022 Common Stock 2,031 By wife F1, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents the right to receive one share of Common Stock.
F2 Represents the shares automatically sold by the reporting person pursuant to an election to satisfy tax withholding obligations in connection with the vesting of the Restricted Stock Units listed in Table II. This sale does not represent a discretionary trade by the reporting person.
F3 This transaction was executed in multiple trades at prices ranging from $1.860 to $1.866. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades at prices ranging from $1.861 to $1.866. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 The Restricted Stock Units shall vest as to 25% of the units on March 1, 2023, and the remainder shall vest in substantially equal installments over the 12 quarters immediately following such date.
F6 The Restricted Stock Units shall vest as to 33.3% of the units on March 1, 2023, and the remainder shall vest in substantially equal installments over the 8 quarters immediately following such date.
F7 On March 1, 2021, the reporting person was granted 46,334 Restricted Stock Units. 25% of such Restricted Stock Units vested on March 1, 2022, and the remainder vests in substantially equal installments over the 12 quarters immediately following such date.
F8 On March 1, 2018, the reporting person was granted 4,500 Restricted Stock Units. 25% of such Restricted Stock Units vested on March 1, 2019, and the remainder vests in substantially equal installments over the 12 quarters immediately following such date.
F9 On March 1, 2018, the reporting person's wife was granted 297 Restricted Stock Units. 25% of such Restricted Stock Units vested on March 1, 2019, and the remainder vests in substantially equal installments over the 12 quarters immediately following such date.
F10 On March 1, 2021, the reporting person's wife was granted 6,090 Restricted Stock Units. 33.3% of such Restricted Stock Units vested on March 1, 2022, and the remainder vests in substantially equal installments over the 8 quarters immediately following such date.

Remarks:

Executive Vice President and Chief Scientific Officer