Andrew Mark Perlmutter - 21 Apr 2022 Form 4 Insider Report for Funko, Inc. (FNKO)

Signature
/s/ Tracy Daw, as Attorney-in-Fact for Andrew Mark Perlmutter
Issuer symbol
FNKO
Transactions as of
21 Apr 2022
Net transactions value
-$42,095
Form type
4
Filing time
25 Apr 2022, 19:28:48 UTC
Previous filing
10 Mar 2022
Next filing
03 May 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO Class A Common Stock Options Exercise $0 +6,164 +5.1% $0.000000 127,960 21 Apr 2022 Direct
transaction FNKO Class A Common Stock Sale $42,095 -2,466 -1.9% $17.07 125,494 22 Apr 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -6,164 -25% $0.000000 18,492 21 Apr 2022 Class A Common Stock 6,164 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were sold to cover taxes upon the vesting of restricted stock units on April 21, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2 The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F3 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The full award of 24,656 RSUs vests in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.