James G. McArthur - May 5, 2022 Form 3 Insider Report for PepGen Inc. (PEPG)

Role
President and CEO, Director
Signature
/s/ Noel Donnelly, as Attorney-in-Fact
Stock symbol
PEPG
Transactions as of
May 5, 2022
Transactions value $
$0
Form type
3
Date filed
5/5/2022, 08:30 PM
Next filing
May 10, 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PEPG Stock Option (Right to Buy) May 5, 2022 Common Stock 356K $2.71 Direct F1
holding PEPG Stock Option (Right to Buy) May 5, 2022 Common Stock 353K $8.96 Direct F2
holding PEPG Stock Option (Right to Buy) May 5, 2022 Common Stock 40.8K $8.96 Direct F3
holding PEPG Stock Option (Right to Buy) May 5, 2022 Common Stock 40.8K $8.96 Direct F4
holding PEPG Stock Option (Right to Buy) May 5, 2022 Common Stock 40.8K $11.23 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This stock option vests over four years following the vesting commencement date (January 21, 2021) with 25% of such shares vesting on the first anniversary of the vesting commencement date, and the remaining shares vesting in 36 equal monthly installments, subject to continued service through each vesting date.
F2 This stock option vests over four years following the vesting commencement date (September 6, 2021) with 25% of such shares vesting on the first anniversary of the vesting commencement date, and the remaining shares vesting in 36 equal monthly installments, subject to continued service through each vesting date.
F3 This stock option vests over four years following the vesting commencement date (September 17, 2021) with 25% of such shares vesting on the first anniversary of the vesting commencement date, and the remaining shares vesting in 36 equal monthly installments, subject to continued service through each vesting date.
F4 This stock option vests over four years following the vesting commencement date (October 6, 2021) with 25% of such shares vesting on the first anniversary of the vesting commencement date, and the remaining shares vesting in 36 equal monthly installments, subject to continued service through each vesting date.
F5 This stock option vests over four years following the vesting commencement date (March 7, 2022) with 25% of such shares vesting on the first anniversary of the vesting commencement date, and the remaining shares vesting in 36 equal monthly installments, subject to continued service through each vesting date.

Remarks:

Exhibit 24: Power of Attorney