David McJannet - 21 Dec 2021 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
CEO and Chairman, Director
Signature
/s/ Paul Warenski, by power of attorney
Issuer symbol
HCP
Transactions as of
21 Dec 2021
Transactions value $
-$4,363,656
Form type
4
Filing time
16 May 2022, 19:44:14 UTC
Previous filing
22 Dec 2022
Next filing
23 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Conversion of derivative security +52,636 52,636 21 Dec 2021 See footnote F1, F2
transaction HCP Class A Common Stock Sale -$2,172,389 -26,656 -50.64% $81.5 25,980 21 Dec 2021 See footnote F2, F3
transaction HCP Class A Common Stock Sale -$381,812 -4,632 -17.83% $82.43 21,348 21 Dec 2021 See footnote F2, F4
transaction HCP Class A Common Stock Sale -$1,809,454 -21,348 -100% $84.76 0 21 Dec 2021 See footnote F2, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Class B Common Stock Conversion of derivative security $0 -52,636 -3.71% $0 1,365,365 21 Dec 2021 Class A Common Stock 52,636 See footnote F1, F2
holding HCP Class B Common Stock 71,674 21 Dec 2021 Class A Common Stock 71,674 Direct F1
holding HCP Class B Common Stock 681,050 21 Dec 2021 Class A Common Stock 681,050 See footnote F1, F6
holding HCP Class B Common Stock 681,050 21 Dec 2021 Class A Common Stock 681,050 See footnote F1, F7
holding HCP Class B Common Stock 60,000 21 Dec 2021 Class A Common Stock 60,000 See footnote F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.
F2 The shares are held of record by a family trust for which the reporting person serves as a trustee.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.25 to $82.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (5) to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.25 to $82.82, inclusive.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.50 to $85.07, inclusive.
F6 The shares are held of record by the Emerald GST Non-Exempt Trust.
F7 The shares are held of record by the Sapphire GST Non-Exempt Trust.
F8 The shares are held of record by an additional family trust.