Brandon Sweeney - 20 Dec 2021 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Chief Revenue Officer
Signature
/s/ Paul Warenski, by power of attorney
Issuer symbol
HCP
Transactions as of
20 Dec 2021
Transactions value $
$0
Form type
4
Filing time
16 May 2022, 20:35:25 UTC
Previous filing
15 Dec 2021
Next filing
22 Mar 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -50,000 -7.97% $0 577,720 20 Dec 2021 Class B Common Stock 50,000 Direct F1, F2
transaction HCP Class B Common Stock Options Exercise $0 +50,000 +28.13% $0 227,720 20 Dec 2021 Class A Common Stock 50,000 Direct F3
transaction HCP Class B Common Stock Tax liability $0 -24,810 -10.89% $0 202,910 20 Dec 2021 Class A Common Stock 24,810 Direct F3, F4
transaction HCP Restricted Stock Units Options Exercise $0 -17,300 -25% $0 51,900 31 Jan 2022 Class A Common Stock 17,300 Direct F1, F5
transaction HCP Class B Common Stock Options Exercise $0 +17,300 +8.53% $0 220,210 31 Jan 2022 Class A Common Stock 17,300 Direct F3
transaction HCP Class B Common Stock Tax liability $0 -6,426 -2.92% $0 213,784 31 Jan 2022 Class A Common Stock 6,426 Direct F3, F4
transaction HCP Restricted Stock Units Award $0 +53,764 $0 53,764 01 Feb 2022 Class A Common Stock 53,764 Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class B Common Stock.
F2 The restricted stock units, or RSUs, vest in eight equal quarterly installments beginning on March 20, 2022.
F3 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4 The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs.
F5 The RSUs vest in twelve equal quarterly installments beginning on March 20, 2022.
F6 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class B Common Stock.
F7 The RSUs vest in sixteen equal quarterly installments beginning on June 20, 2022.