THOMAS A. SATTERFIELD JR - 31 May 2022 Form 4 Insider Report for REALNETWORKS INC (RNWK)

Role
10%+ Owner
Signature
/s/ Thomas A. Satterfield, Jr.
Issuer symbol
RNWK
Transactions as of
31 May 2022
Transactions value $
$126,707
Form type
4
Filing time
02 Jun 2022, 16:27:31 UTC
Previous filing
27 May 2022
Next filing
08 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RNWK Common Stock Purchase $69,436 +113,830 +4.76% $0.6100 2,502,782 31 May 2022 By Caldwell Mill Opportunity Fund F1
transaction RNWK Common Stock Purchase $57,271 +90,906 +3.63% $0.6300 2,593,688 01 Jun 2022 By Caldwell Mill Opportunity Fund F2
holding RNWK Common Stock 575,000 31 May 2022 Direct F3
holding RNWK Common Stock 75,000 31 May 2022 By spouse
holding RNWK Common Stock 600,000 31 May 2022 By Tomsat Investment & Trading Co., Inc.
holding RNWK Common Stock 2,000,000 31 May 2022 By A.G. Family L.P. F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.605 to $0.610. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.622 to $0.634. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3 Includes 100,000 shares held jointly with the reporting person's spouse.
F4 The reporting person controls the general partner of the partnership that owns the reported securities.

Remarks:

Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities included herein in excess of the reporting person's pecuniary interest in such equity securities.