STEVEN J. GILBERT - 14 Jun 2022 Form 4 Insider Report for Oaktree Capital Group, LLC (OAK)

Role
Director
Signature
/s/ Richard Ting, Attorney-in-fact
Issuer symbol
OAK
Transactions as of
14 Jun 2022
Transactions value $
$473,817
Form type
4
Filing time
16 Jun 2022, 16:57:53 UTC
Previous filing
17 May 2022
Next filing
06 Mar 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OAK Series A Preferred Purchase $356,070 +15,000 +3.56% $23.74 19,211 14 Jun 2022 Direct F1
transaction OAK Series B Preferred Purchase $117,747 +5,000 +20% $23.55 30,000 14 Jun 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $23.58 to $23.75. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.
F2 This transaction was executed in multiple trades at prices ranging from $23.47 to $23.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.