JOHN B. HENNEMAN III - 21 Jun 2022 Form 4 Insider Report for R1 RCM Inc. /DE (RCM)

Role
Director
Signature
/s/ E. Terry Platis, Attorney-in-Fact
Issuer symbol
RCM
Transactions as of
21 Jun 2022
Net transactions value
$0
Form type
4
Filing time
23 Jun 2022, 21:36:42 UTC
Previous filing
10 Jun 2022
Next filing
01 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCM Common Stock Award +60,790 60,790 21 Jun 2022 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RCM Director Stock Option (right to buy) Award +405,111 405,111 21 Jun 2022 Common Stock 405,111 $2.61 Direct F2, F4
transaction RCM Director Stock Option (right to buy) Award +12,048 12,048 21 Jun 2022 Common Stock 12,048 $2.53 Direct F2, F5
transaction RCM Director Stock Option (right to buy) Award +15,385 15,385 21 Jun 2022 Common Stock 15,385 $2.00 Direct F2, F5
transaction RCM Director Stock Option (right to buy) Award +13,762 13,762 21 Jun 2022 Common Stock 13,762 $2.42 Direct F2, F5
transaction RCM Director Stock Option (right to buy) Award +14,098 14,098 21 Jun 2022 Common Stock 14,098 $2.29 Direct F2, F5
transaction RCM Director Stock Option (right to buy) Award +10,512 10,512 21 Jun 2022 Common Stock 10,512 $3.08 Direct F2, F5
transaction RCM Director Stock Option (right to buy) Award +9,678 9,678 21 Jun 2022 Common Stock 9,678 $3.55 Direct F2, F5
transaction RCM Director Stock Option (right to buy) Award +9,169 9,169 21 Jun 2022 Common Stock 9,169 $3.76 Direct F2, F5
transaction RCM Director Stock Option (right to buy) Award +7,697 7,697 21 Jun 2022 Common Stock 7,697 $4.43 Direct F2, F5
transaction RCM Director Stock Option (right to buy) Award +4,770 4,770 21 Jun 2022 Common Stock 4,770 $7.07 Direct F2, F5
transaction RCM Director Stock Option (right to buy) Award +3,871 3,871 21 Jun 2022 Common Stock 3,871 $8.65 Direct F2, F5
transaction RCM Director Stock Option (right to buy) Award +3,319 3,319 21 Jun 2022 Common Stock 3,319 $10.01 Direct F2, F5
transaction RCM Director Stock Option (right to buy) Award +4,285 4,285 21 Jun 2022 Common Stock 4,285 $7.89 Direct F2, F5
transaction RCM Director Stock Option (right to buy) Award +3,684 3,684 21 Jun 2022 Common Stock 3,684 $9.57 Direct F2, F5
transaction RCM Director Stock Option (right to buy) Award +2,846 2,846 21 Jun 2022 Common Stock 2,846 $12.65 Direct F2, F5
transaction RCM Director Stock Option (right to buy) Award +4,025 4,025 21 Jun 2022 Common Stock 4,025 $9.05 Direct F2, F5
transaction RCM Director Stock Option (right to buy) Award +2,851 2,851 21 Jun 2022 Common Stock 2,851 $12.69 Direct F2, F5
transaction RCM Director Stock Option (right to buy) Award +4,542 4,542 21 Jun 2022 Common Stock 4,542 $8.41 Direct F2, F5
transaction RCM Director Stock Option (right to buy) Award +30,813 30,813 21 Jun 2022 Common Stock 30,813 $10.75 Direct F2, F4
transaction RCM Director Stock Option (right to buy) Award +3,249 3,249 21 Jun 2022 Common Stock 3,249 $11.78 Direct F2, F5
transaction RCM Director Stock Option (right to buy) Award +2,186 2,186 21 Jun 2022 Common Stock 2,186 $17.54 Direct F2, F5
transaction RCM Director Stock Option (right to buy) Award +1,625 1,625 21 Jun 2022 Common Stock 1,625 $23.49 Direct F2, F5
transaction RCM Director Stock Option (right to buy) Award +1,490 1,490 21 Jun 2022 Common Stock 1,490 $24.98 Direct F2, F5
transaction RCM Director Stock Option (right to buy) Award +1,660 1,660 21 Jun 2022 Common Stock 1,660 $22.46 Direct F2, F6
transaction RCM Director Stock Option (right to buy) Award +1,649 1,649 21 Jun 2022 Common Stock 1,649 $22.57 Direct F2, F7
transaction RCM Director Stock Option (right to buy) Award +1,424 1,424 21 Jun 2022 Common Stock 1,424 $25.70 Direct F2, F8
transaction RCM Director Stock Option (right to buy) Award +1,965 1,965 21 Jun 2022 Common Stock 1,965 $26.69 Direct F2, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On June 21, 2022, pursuant to the Transaction Agreement and Plan of Merger, dated as of January 9, 2022, by and among R1 RCM Holdco Inc. (f/k/a R1 RCM Inc.) ("Old R1"), R1 RCM Inc. (f/k/a Project Roadrunner Parent Inc.) (the "Company"), Project Roadrunner Merger Sub Inc. ("R1 Merger Sub"), CoyCo 1, L.P., CoyCo 2, L.P. and certain other parties, R1 Merger Sub was merged with and into Old R1, with Old R1 surviving as a direct, wholly owned subsidiary of the Company (the "Reorganization").
F2 Upon consummation of the Reorganization, each share of Old R1's common stock issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding share of common stock of the Company and Old R1's stockholders became stockholders of the Company. In addition, each restricted stock unit ("RSU") and option to purchase shares of common stock of Old R1 issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding RSU or option to purchase shares of common stock of the Company, subject to the same terms and conditions (including applicable vesting terms) as were applicable to RSUs or options to purchase shares immediately prior to the consummation of the Reorganization.
F3 Includes 54,751 shares of common stock and 6,039 RSUs. Each RSU represents a contingent right to receive one share of the Company's common stock.
F4 Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested.
F5 Option was granted in lieu of retainer fees of $15,000 under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested.
F6 Option was granted in lieu of retainer fees of $15,000 under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option will vest in one installment on July 1, 2022.
F7 Option was granted in lieu of retainer fees of $15,000 under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option will vest in one installment on October 1, 2022.
F8 Option was granted in lieu of retainer fees of $15,000 under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option will vest in one installment on January 3, 2023.
F9 Option was granted in lieu of retainer fees of $22,500 under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option will vest in one installment on April 1, 2023.