Nadir Mahmood - 15 Aug 2022 Form 4 Insider Report for Nkarta, Inc. (NKTX)

Role
Chief Financial and Business Officer
Signature
/s/ Alicia Hager, as Attorney-in-Fact
Issuer symbol
NKTX
Transactions as of
15 Aug 2022
Net transactions value
-$106,040
Form type
4
Filing time
17 Aug 2022, 16:17:13 UTC
Previous filing
10 Aug 2022
Next filing
18 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NKTX Common Stock Options Exercise $29,175 +7,500 +16% $3.89 53,588 15 Aug 2022 Direct F1
transaction NKTX Common Stock Sale $135,215 -7,500 -14% $18.03* 46,088 15 Aug 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NKTX Stock Option (right to buy) Options Exercise $0 -4,819 -15% $0.000000 27,703 15 Aug 2022 Common Stock 4,819 $3.89 Direct F1, F3
transaction NKTX Stock Option (right to buy) Options Exercise $0 -2,681 -3.8% $0.000000 68,062 15 Aug 2022 Common Stock 2,681 $3.89 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 60 days prior to the trade date.
F2 This transaction was executed in multiple trades at prices ranging from $18.00 to $18.16. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on July 1, 2024.
F4 The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on September 5, 2023.

Remarks:

Chief Financial and Business Officer