Stephen Gunstream - 30 Sep 2022 Form 4 Insider Report for Alpha Teknova, Inc. (TKNO)

Role: President and CEO, Director
Signature: /s/ Damon Terril, as Attorney-in-Fact
Issuer symbol: TKNO
Transactions as of: 30 Sep 2022
Transactions value $: $33,472
Form type: 4
Filing time: 04 Oct 2022, 17:13:24 UTC
Previous filing: 15 Aug 2022
Next filing: 01 Mar 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TKNO	Common Stock	Options Exercise	$33.5K	+40K	+222.22%	$0.84	58K	30 Sep 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	TKNO	Employee Stock Option (Right to buy)	Options Exercise	$0	-40K	-4.32%	$0.00	887K	30 Sep 2022	Common Stock	40K	$0.84	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects a 1.8746-for-1 forward stock split which was effected on June 17, 2021.
F2	231,719 option shares, representing 1/4th of the original number of shares subject to the option (adjusted for the forward stock split described herein), became exercisable on December 16, 2020, and 1/48th of the original number of option shares subject to the option have vested and shall continue to vest on a monthly basis thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Content

Reflects a 1.8746-for-1 forward stock split which was effected on June 17, 2021.

231,719 option shares, representing 1/4th of the original number of shares subject to the option (adjusted for the forward stock split described herein), became exercisable on December 16, 2020, and 1/48th of the original number of option shares subject to the option have vested and shall continue to vest on a monthly basis thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.