Joseph Risico - 04 Oct 2022 Form 4 Insider Report for Aterian, Inc. (ATER)

Role: Chief Legal Officer
Signature: /s/ Risico Joseph
Issuer symbol: ATER
Transactions as of: 04 Oct 2022
Net transactions value: $0
Form type: 4
Filing time: 06 Oct 2022, 16:20:08 UTC
Previous filing: 15 Sep 2022
Next filing: 14 Jun 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ATER	Common Stock	Award		+47,619	+11%		483,645	04 Oct 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ATER	Common Stock Warrant (right to buy)	Award		+47,619			47,619	04 Oct 2022	Common Stock	47,619	$2.00	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.