BRIAN TRAVIS SMITH - 10 Oct 2022 Form 3 Insider Report for EASTMAN CHEMICAL CO (EMN)

Role
SVP, Add & Funct Prod
Signature
/s/ Mark D. Austin, by Power of Attorney
Issuer symbol
EMN
Transactions as of
10 Oct 2022
Net transactions value
$0
Form type
3
Filing time
14 Oct 2022, 16:07:05 UTC
Next filing
18 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EMN Common Stock 7 10 Oct 2022 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding EMN Employee Stock Option (right to buy) 10 Oct 2022 Common Stock 5,178 $120.80 Direct F1
holding EMN Employee Stock Option (right to buy) 10 Oct 2022 Common Stock 5,608 $109.26 Direct F2
holding EMN Employee Stock Option (right to buy) 10 Oct 2022 Common Stock 4,794 $61.51 Direct F3
holding EMN Employee Stock Option (right to buy) 10 Oct 2022 Common Stock 10,289 $72.92 Direct F4
holding EMN Employee Stock Option (right to buy) 10 Oct 2022 Common Stock 2,862 $82.69 Direct
holding EMN Employee Stock Option (right to buy) 10 Oct 2022 Common Stock 7,520 $104.21 Direct
holding EMN Employee Stock Option (right to buy) 10 Oct 2022 Common Stock 2,639 $87.43 Direct
holding EMN Restricted Stock Units 10 Oct 2022 Common Stock 10,124 Direct F5
holding EMN Restricted Stock Units 10 Oct 2022 Common Stock 1,715 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One-third of option becomes exercisable on each of February 25, 2023, February 25, 2024, and February 25, 2025.
F2 One-third of option became exercisable on February 26, 2022 and one-third of option becomes exercisable on each of February 26, 2023, and February 26, 2024.
F3 One-half of option became exercisable on February 28, 2022 and one-half of option becomes exercisable on February 28, 2023.
F4 One-third of option became exercisable on each of October 15, 2020, October 15, 2021 one-third of option becomes exercisable on October 15, 2022.
F5 Restricted Stock Unit represents a contingent right to receive one share of issuer common stock subject to continued employment.

Remarks:

Exhibit 24 - Power of Attorney