Raymond Wong - 19 Oct 2022 Form 4 Insider Report for ALLEGHANY CORP /DE (Y)

Role
Director
Signature
/s/ Christopher K. Dalrymple, Attorney-in-Fact
Issuer symbol
Y
Transactions as of
19 Oct 2022
Net transactions value
$0
Form type
4
Filing time
21 Oct 2022, 16:49:37 UTC
Previous filing
24 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction Y Common Stock Disposed to Issuer -7,119 -100% 0 19 Oct 2022 Direct F1, F2, F3, F4, F5
transaction Y Common Stock Disposed to Issuer -300 -100% 0 19 Oct 2022 Held by limited liability company in which reporting person has a pecuniary interest F1, F2
transaction Y Common Stock Disposed to Issuer -900 -100% 0 19 Oct 2022 Held by a trust over which reporting person has voting and investment power F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Raymond Wong is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Disposition pursuant to the merger (the "Merger") of O&M Acquisition Corp. with and into Alleghany Corporation ("Alleghany"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 20, 2022, by and among Alleghany, Berkshire Hathaway Inc. and O&M Acquisition Corp.
F2 At the effective time of the Merger, each share of Alleghany common stock was converted into the right to receive $848.02 in cash, without interest (the "Merger Consideration").
F3 At the effective time of the Merger, each restricted stock unit that was not subject to any performance-based vesting requirements granted to non-employee directors under Alleghany's directors' stock plans ("Director RSU") was cancelled and converted into the right to receive an amount equal to the Merger Consideration at the time specified in the applicable plan and award agreement or applicable deferral election, subject to the terms set forth in the Merger Agreement.
F4 Includes 2,195.46 shares of Alleghany common stock underlying Mr. Wong's Director RSUs.
F5 738 shares of Mr. Wong's directly held Alleghany common stock were gifted to a third party for no consideration.