Mark J. Nelson - Jan 3, 2023 Form 4 Insider Report for Real Good Food Company, Inc. (RGF)

Role
Director
Signature
/s/ Mark Nelson
Stock symbol
RGF
Transactions as of
Jan 3, 2023
Transactions value $
-$172,080
Form type
4
Date filed
1/4/2023, 04:29 PM
Previous filing
Nov 10, 2022
Next filing
Jan 18, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RGF Class A Common Stock Options Exercise $0 +43.5K +244.13% $0.00 61.4K Jan 3, 2023 Direct
transaction RGF Class A Common Stock Tax liability -$172K -24.9K -40.58% $6.91 36.5K Jan 3, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RGF Restricted Stock Units Options Exercise $0 -43.5K -100% $0.00* 0 Jan 3, 2023 Class A common stock 43.5K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock of the issuer withheld for the payment of taxes due upon conversion of restricted stock units ("RSUs").
F2 Each RSU represents a conditional right to receive one share of common stock of the issuer.
F3 Represents vesting of RSUs and the concurrent issuance of the issuer's shares which have no expiration.