Peter Yu - 20 Jan 2023 Form 4/A - Amendment Insider Report for Alvarium Tiedemann Holdings, Inc. (ALTI)

Signature
/s/ Adam Namoury, Attorney-in-Fact
Issuer symbol
ALTI
Transactions as of
20 Jan 2023
Net transactions value
+$250,000
Form type
4/A - Amendment
Filing time
26 Jan 2023, 20:30:16 UTC
Date Of Original Report
23 Jan 2023
Previous filing
18 Jan 2023
Next filing
23 Jan 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALTI Class A Common Stock Purchase $250,000 +25,000 +0.39% $10.00 6,459,292 20 Jan 2023 See Footnote F3, F4
transaction ALTI Class A Common Stock Other $0 -420,000 -6.5% $0.000000 6,039,292 20 Jan 2023 See Footnote F4, F5
holding ALTI Class A Common Stock 374,429 20 Jan 2023 See Footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The original Form 4, filed on January 23, 2023, is being amended by this Form 4 amendment to correct an administrative error, which misreported a the total number of shares of the Issuer's Class A common stock held by Pangaea Three, LP.
F2 Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.
F3 The original Form 4, filed on January 23, 2023, is being amended by this Form 4 amendment to correct an administrative error, which misreported this transaction occurred on January 23, 2023 at a price of $9.50 per share, when in fact such transaction occurred on January 20, 2023 at a price of $10.00 per share.
F4 Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.
F5 The original Form 4, filed on January 23, 2023, is being amended by this Form 4 amendment to correct an administrative error, which misreported this transaction occurred on January 23, 2023, when in fact such transaction occurred on January 20, 2023.