| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SPPI | Common Stock, $0.001 par value | Sale | $37,748 | -69,389 | -3.3% | $0.5440 | 2,008,022 | 30 Jan 2023 | Direct | F1 |
| transaction | SPPI | Common Stock, $0.001 par value | Sale | $70,900 | -107,424 | -5.3% | $0.6600 | 1,900,598 | 31 Jan 2023 | Direct | F1, F2 |
| holding | SPPI | Common Stock, $0.001 par value | 14,139 | 30 Jan 2023 | By 401(k) plan |
| Id | Content |
|---|---|
| F1 | All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the purpose of satisfying tax withholding obligations in connection with restricted stock awards granted by the issuer. |
| F2 | This transaction was executed in multiple trades at prices that when rounded to the nearest cent were equal to $0.66. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |