Tracy D. Daw - 04 Mar 2023 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
CHIEF LEGAL OFFICER
Signature
/s/ Tracy D. Daw
Issuer symbol
FNKO
Transactions as of
04 Mar 2023
Transactions value $
$0
Form type
4
Filing time
07 Mar 2023, 18:57:58 UTC
Previous filing
19 Jan 2023
Next filing
10 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO Class A Common Stock Options Exercise $0 +1.37K +3.56% $0.00 39.8K 04 Mar 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -1.37K -100% $0.00* 0 04 Mar 2023 Class A Common Stock 1.37K Direct F1, F3
transaction FNKO Restricted Stock Units Award $0 +21.1K $0.00 21.1K 06 Mar 2023 Class A Common Stock 21.1K Direct F1, F4
transaction FNKO Option to Purchase Class A Common Stock Award $0 +26.4K $0.00 26.4K 06 Mar 2023 Class A Common Stock 26.4K $9.77 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2 The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F3 On March 4, 2019, the Reporting Person was granted 5,470 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F4 The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F5 The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 6, 2023 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.