Michael Feinglass - 31 Jan 2023 Form 4 Insider Report for P10, Inc. (PX)

Role
Other*, 10%+ Owner
Signature
/s/Amanda Coussens as Attorney-in-Fact for the Reporting Person
Issuer symbol
PX
Transactions as of
31 Jan 2023
Net transactions value
-$135,314
Form type
4
Filing time
14 Mar 2023, 19:17:25 UTC
Previous filing
23 Nov 2022
Next filing
21 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PX Class A Common Stock Options Exercise $85,260 +42,000 $2.03* 42,000 31 Jan 2023 Direct
transaction PX Class A Common Stock Tax liability $220,574 -19,818 -47% $11.13 22,182 31 Jan 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PX Stock Option (right to buy) Options Exercise $0 -42,000 -100% $0.000000* 0 31 Jan 2023 Class A Common Stock 42,000 $2.03 Direct F1, F2
transaction PX Stock Option (right to buy) Award $0 +12,000 $0.000000 12,000 09 Mar 2023 Class A Common Stock 12,000 $9.93 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These stock options were inadvertently omitted from the Reporting Person's Form 3 and all subsequent Forms 4.
F2 On January 30, 2018, the Reporting Person was granted a total of 42,000 stock options with an exercise price of $2.03 per share (after giving effect to the intervening 0.7-for-1.0 revese stock split of the Issuer), subject to the Reporting Person remaining in continuous service through the fifth anniversary of such grant date. As such, these stock options became fully vested on January 30, 2023.
F3 On March 9, 2023, the Reporting Person was granted a total of 12,000 stock options, all of which will vest on the fifth anniversary of the grant date (March 9, 2028), provided that the Reporting Person remains in continuous service with the Issuer through such date.

Remarks:

This Form 4 is being filed by Mr. Feinglass (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Stock. The securities reported herein do not include any securities held by any group member other than the Reporting Person, as such securities are being reported in separate Form 4 filings.