Tracy D. Daw - 21 Apr 2023 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
CHIEF LEGAL OFFICER
Signature
/s/ Tracy D. Daw
Issuer symbol
FNKO
Transactions as of
21 Apr 2023
Transactions value $
$0
Form type
4
Filing time
25 Apr 2023, 19:01:14 UTC
Previous filing
10 Mar 2023
Next filing
02 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +2,989 +7.14% $0 44,846 21 Apr 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -2,989 -33.33% $0 5,978 21 Apr 2023 Class A Common Stock 2,989 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into Class A Common Stock on a one-for-one basis.
F2 The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F3 On April 21, 2021, the Reporting Person was granted 11,955 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.