JOHN S. HENDRICKS - 06 Apr 2023 Form 4 Insider Report for CuriosityStream Inc. (CURI)

Signature
/s/ Tia Cudahy as attorney-in-fact for John Hendricks
Issuer symbol
CURI
Transactions as of
06 Apr 2023
Net transactions value
-$259,009
Form type
4
Filing time
27 Apr 2023, 18:59:49 UTC
Previous filing
06 Apr 2023
Next filing
13 Jul 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CURI Common Stock Sale $18,290 -15,500 -1.8% $1.18 865,757 06 Apr 2023 Direct F1
transaction CURI Common Stock Sale $18,494 -15,541 -1.8% $1.19 850,216 06 Apr 2023 Direct F1
transaction CURI Common Stock Sale $14,263 -12,511 -1.5% $1.14 837,705 10 Apr 2023 Direct F1
transaction CURI Common Stock Sale $20,938 -18,050 -2.2% $1.16 819,655 11 Apr 2023 Direct F1
transaction CURI Common Stock Sale $12,609 -10,870 -1.3% $1.16 808,785 12 Apr 2023 Direct F1
transaction CURI Common Stock Sale $39,951 -35,045 -4.3% $1.14 773,740 13 Apr 2023 Direct F1
transaction CURI Common Stock Sale $20,862 -18,795 -2.4% $1.11 754,945 14 Apr 2023 Direct F1
transaction CURI Common Stock Sale $53,255 -51,704 -6.8% $1.03 703,241 17 Apr 2023 Direct F1
transaction CURI Common Stock Sale $30,000 -28,846 -4.1% $1.04 674,395 18 Apr 2023 Direct F1
transaction CURI Common Stock Sale $18,521 -17,639 -2.6% $1.05 656,756 19 Apr 2023 Direct F1
transaction CURI Common Stock Sale $8,840 -8,500 -1.3% $1.04 648,256 20 Apr 2023 Direct F1
transaction CURI Common Stock Sale $2,986 -2,899 -0.45% $1.03 645,357 21 Apr 2023 Direct F1
holding CURI Common Stock 21,356,188 06 Apr 2023 By Hendricks Factual Media LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.
F2 The reported securities are owned directly by Hendricks Factual Media LLC ("HFM"), and indirectly by John Hendricks, as a manager of HFM. John Hendricks disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.