Peter Yu - 07 Jun 2023 Form 4 Insider Report for AlTi Global, Inc. (ALTI)

Role: Director, 10%+ Owner
Signature: /s/ Adam Namoury, Attorney-in-Fact
Issuer symbol: ALTI
Transactions as of: 07 Jun 2023
Transactions value $: $0
Form type: 4
Filing time: 09 Jun 2023, 20:30:38 UTC
Previous filing: 01 Jun 2023
Next filing: 23 Jun 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ALTI	Class A Common Stock	Award		+128K	+34.1%		502K	07 Jun 2023	See Footnote	F1, F2
holding	ALTI	Class A Common Stock						6.04M	07 Jun 2023	See Footnote	F3
holding	ALTI	Class A Common Stock						13.1K	07 Jun 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ALTI	Warrants	Disposed to Issuer		-511K	-100%		0	07 Jun 2023	Class A Common Stock	511K	$11.50	See Footnote	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects an exchange of warrants for shares of Class A Common Stock pursuant to an Issuer exchange offer.
F2	Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.
F3	Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.