Griffin Michael D - 14 Jun 2023 Form 4 Insider Report for Rocket Lab USA, Inc. (RKLB)

Role
Director
Signature
/s/ Arjun Kampani as Attorney-in-Fact for Michael D. Griffin
Issuer symbol
RKLB
Transactions as of
14 Jun 2023
Transactions value $
$0
Form type
4
Filing time
16 Jun 2023, 18:49:17 UTC
Previous filing
08 Jun 2023
Next filing
31 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKLB Common Stock Award $0 +39.4K +103.56% $0.00 77.5K 14 Jun 2023 Direct F1
transaction RKLB Common Stock Disposed to Issuer $0 -38.1K -49.13% $0.00 39.4K 16 Jun 2023 Direct
transaction RKLB Common Stock Award $0 +38.1K $0.00 38.1K 16 Jun 2023 By LogiQ, Inc. F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") granted to Michael D. Griffin under the Rocket Lab USA, Inc. Amended and Restated Non-Employee Director Compensation Policy. Such RSUs will vest in full on the earlier of (i) the one-year anniversary of the grant date or (ii) the next Annual Meeting of Stockholders. The RSUs were granted on June 14, 2023.
F2 The reporting person transferred these shares to LogiQ, Inc., a corporation controlled by the reporting person and in which the reporting person holds a 50% economic interest. The reporting person disclaims beneficial ownership of any securities held by LogiQ, Inc. except to the extent of their pecuniary interest therein.