Jonathan Leiken - Aug 11, 2023 Form 4 Insider Report for DIEBOLD NIXDORF, Inc (DBD)

Role
EVP, CLO and Secretary
Signature
/s/ Jonathan B. Leiken
Stock symbol
DBD
Transactions as of
Aug 11, 2023
Transactions value $
$0
Form type
4
Date filed
8/11/2023, 08:53 PM
Previous filing
Mar 10, 2023
Next filing
Sep 1, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DBD Common Shares Other $0 -249K -100% $0.00* 0 Aug 11, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DBD Non-Qualified Stock Option Other $0 -21.4K -100% $0.00* 0 Aug 11, 2023 Common Shares 21.4K $32.33 Direct F1, F2
transaction DBD Non-Qualified Stock Option Other $0 -24.6K -100% $0.00* 0 Aug 11, 2023 Common Shares 24.6K $27.39 Direct F1, F2
transaction DBD Non-Qualified Stock Option Other $0 -46.9K -100% $0.00* 0 Aug 11, 2023 Common Shares 46.9K $26.60 Direct F1, F2
transaction DBD Non-Qualified Stock Option Other $0 -24.5K -100% $0.00* 0 Aug 11, 2023 Common Shares 24.5K $18.75 Direct F1, F3
transaction DBD Non-Qualified Stock Option Other $0 -43.7K -100% $0.00* 0 Aug 11, 2023 Common Shares 43.7K $4.08 Direct F1, F3
transaction DBD Non-Qualified Stock Option Other $0 -12K -100% $0.00* 0 Aug 11, 2023 Common Shares 12K $11.96 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.
F2 Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
F3 Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.