Patrick Kirwin - 23 Aug 2023 Form 4 Insider Report for ProMIS Neurosciences Inc. (PMN)

Role
Director
Signature
/s/ Max A. Milbury, Attorney-in-Fact for Patrick D. Kirwin
Issuer symbol
PMN
Transactions as of
23 Aug 2023
Transactions value $
$0
Form type
4
Filing time
25 Aug 2023, 17:15:40 UTC
Previous filing
15 Dec 2022
Next filing
16 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PMN Common Shares Award +11K +26.2% 53K 23 Aug 2023 Direct F1
holding PMN Common Shares 28K 23 Aug 2023 By Patrick D. Kirwin Professional Corp
holding PMN Common Shares 2.38K 23 Aug 2023 By Patrick Kirwin TFSA
holding PMN Common Shares 5.73K 23 Aug 2023 By his spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PMN Warrants to purchase Common Shares Award +11K 11K 23 Aug 2023 Common Shares 11K $1.75 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On August 23, 2023, pursuant to a Unit Purchase Agreement entered into by the Company with selected investors (the "Offering"), the Reporting Person acquired 11,000 common share units (each, a "Common Share Unit"), each unit consisting of one of the Company's common shares, no par value (the "Common Shares"), and one warrant to purchase one Common Share. The purchase price for each Common Share Unit was $1.88 per Common Share Unit.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney