Arjun Kampani - 25 Aug 2023 Form 4 Insider Report for Rocket Lab USA, Inc. (RKLB)

Role
Senior Vice President, General Counsel and Secretary
Signature
/s/ Arjun Kampani
Issuer symbol
RKLB
Transactions as of
25 Aug 2023
Net transactions value
-$118,749
Form type
4
Filing time
29 Aug 2023, 18:37:22 UTC
Previous filing
31 May 2023
Next filing
30 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKLB Common Stock Sale $118,749 -20,675 -3.8% $5.74 525,390 25 Aug 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the sale of shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the reporting person.
F2 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.63 to $5.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Remarks:

Senior Vice President, General Counsel and Secretary