JEFFREY A. ALTMAN - 08 Feb 2024 Form 4 Insider Report for Anterix Inc. (ATEX)

Role
Director, 10%+ Owner
Signature
By: /s/ Jeffrey A. Altman
Issuer symbol
ATEX
Transactions as of
08 Feb 2024
Transactions value $
$0
Form type
4
Filing time
12 Feb 2024, 16:33:45 UTC
Previous filing
01 Dec 2023
Next filing
09 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATEX Common Stock, par value $0.0001 per share ("Common Stock") Award $0 +2.65K $0.00 2.65K 08 Feb 2024 Direct F1, F2, F5
holding ATEX Common Stock 124K 08 Feb 2024 Direct F3, F5
holding ATEX Common Stock 5.41M 08 Feb 2024 See footnotes F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock awards ("RSAs") vest in full on the earlier of (i) August 7, 2024 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting.
F2 Represents RSAs granted to Mr. Altman as compensation for his services as a non-employee director on the Issuer's board of directors. Mr. Altman may be deemed to hold the securities reported herein for the benefit of certain funds (the "Owl Creek Funds") to which Owl Creek Asset Management, L.P., a Delaware limited partnership (the "Investment Manager"), serves as investment manager.
F3 Represents shares of Common Stock directly held by Mr. Altman.
F4 These securities are held by the Owl Creek Funds. Mr. Altman is the managing member of the general partner of the Investment Manager.
F5 Each of the Investment Manager and Mr. Altman disclaims beneficial ownership of the securities to which this filing relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of his or its pecuniary interest therein, if any.

Remarks:

The Investment Manager may be deemed to be a director by deputization for purposes of Section 16 under the Securities Exchange Act of 1934 by virtue of the fact that Mr. Altman currently serves on the board of directors of the Issuer.