Alexander Edward Kuta III - Sep 15, 2021 Form 4 Insider Report for uniQure N.V. (QURE)

Role: Executive VP, Operations
Signature: /s/ Christian Klemt, Attorney-in-Fact
Stock symbol: QURE
Transactions as of: Sep 15, 2021
Transactions value $: -$186,060
Form type: 4
Date filed: 9/16/2021, 03:06 PM
Previous filing: Aug 18, 2021
Next filing: Sep 21, 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	QURE	Ordinary Shares	Options Exercise	$31.9K	+6K	+8.71%	$5.31	74.9K	Sep 15, 2021	Direct	F1
transaction	QURE	Ordinary Shares	Sale	-$218K	-6K	-8.01%	$36.32^*	68.9K	Sep 15, 2021	Direct	F1

Showing 1 to 2 of 2 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	QURE	Stock Option (Right to Buy)	Options Exercise	$0	-6K	-8.82%	$0.00	62K	Sep 15, 2021	Ordinary Shares	6K	$5.31	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
F2	The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.